United Kingdom
Regulator |
Financial Services Authority (FSA) |
Company |
CMC Markets UK Plc (Subsidiary) CMC Spreadbet Plc (Subsidiary) |
China
Regulator |
China Banking Regulatory Commission |
Company |
CMC Markets UK Plc Representative Office |
United States of America
Regulator |
Commodity Futures Trading Commission (CFTC) National Futures Association (NFA) |
Company |
CMC Markets (US) LLC (Subsidiary) |
Australia
Regulator |
Australian Securities and Investment Commission (ASIC) |
Company |
CMC Markets Asia Pacific (Subsidiary) |
Hong Kong
Regulator |
Securities and Futures Commission (SFC) |
Company |
CMC Markets Asia (Subsidiary) |
Germany
Regulator |
As a branch office, CMC is subject to Host state regulation by the BaFin for conduct of business rules and Home state regulation by FSA for prudential and other rules. |
Company |
CMC Markets UK Plc (Branch Office operating under ISD cross border services passport) |
Canada
Regulator |
Ontario Securities Commission (OSC) |
Company |
CMC Markets Canada Inc (Subsidiary) |
Singapore
Regulator |
Monetary Authority of Singapore(MAS) |
Company |
CMC Markets Singapore Inc (Subsidiary) |
Japan
Regulator |
Financial Services Agency (FSA) |
Company |
CMC Markets Japan Inc (Subsidiary) |
Austria
Regulator |
Financial Management Association(FMA) |
Company |
CMC Markets Austria Inc(Subsidiary) |
Sweden
Regulator |
Finance Inspection(FI) |
Company |
CMC Markets Sweden Inc (Subsidiary) |
Ireland
Regulator |
Irish Financial Service Regulatory Authority (IFSRA) |
Company |
CMC Markets Ireland Inc (Subsidiary) |
